Privacy Policy

Effective Date: July 2012

Privacy Policy

At Lawrence Wealth Management LLC (LWM) we understand your concern regarding the confidentiality of your personal information and hereby establish this privacy policy in order to protect your personal information.   This policy outlines the steps we take to make sure your personal information remains confidential.

Information We Collect

LWM collects information about you to help us serve your financial needs, administer and update accounts, provide customer service to you, and fulfill legal and regulatory requirements.

In order to service your account, LWM may collect nonpublic personal, financial, and health information. Specifically:

§  We collect information on various account application forms, including but not limited to account applications with your custodian.  This information includes among others: your name, address, social security number, date of birth, marital status, income, and net worth.

§  Information from your employer (indirectly and directly), your retirement plan sponsor, or other financial institutions with which you may have a relationship.

§  Information regarding your transactions with us, or others in order to provide our services to you. Most commonly these are transactions initiated and executed at your custodian (Charles Schwab Institutional, TIAA-CREF, TD Ameritrade Institutional, and Fidelity Institutional) with which you and LWM may have a relationship.

Entities With Whom We Share Information

We share information when required by law or on a “Need To Know” basis only in the course of providing our financial services to you. We may share confidential information about our clients with other service providers such as custodian broker-dealers, investment firms, mutual fund companies, or technical application providers, as needed, to effect transactions, provide account maintenance or customer service to your account.

Safeguarding Privacy

LWM maintains physical, electronic, and procedural safeguards to guard your nonpublic personal information, to ensure that we are complying with our own policy, industry practices, and federal regulations. We emphasize the importance of information security through our Policy and Procedure Manual, this Privacy Policy, and the contracts and agreements that we sign with external suppliers and partners. We safeguard information by regularly assessing security standards and procedures to protect against unauthorized access to personal information. Should you ever decide to terminate your relationship with us, you can be assured that your information will continue to be treated according to the privacy policies and practices as described in this notice.

Privacy Policy Update

We may modify our Privacy Policy over time.  If we modify this policy we will notify all clients of the change.