Effective Date: July 2012
Information We Collect
LWM collects information about you to help us serve your financial needs, administer and update accounts, provide customer service to you, and fulfill legal and regulatory requirements.
In order to service your account, LWM may collect nonpublic personal, financial, and health information. Specifically:
§ We collect information on various account application forms, including but not limited to account applications with your custodian. This information includes among others: your name, address, social security number, date of birth, marital status, income, and net worth.
§ Information from your employer (indirectly and directly), your retirement plan sponsor, or other financial institutions with which you may have a relationship.
§ Information regarding your transactions with us, or others in order to provide our services to you. Most commonly these are transactions initiated and executed at your custodian (Charles Schwab Institutional, TIAA-CREF, TD Ameritrade Institutional, and Fidelity Institutional) with which you and LWM may have a relationship.
Entities With Whom We Share Information
We share information when required by law or on a “Need To Know” basis only in the course of providing our financial services to you. We may share confidential information about our clients with other service providers such as custodian broker-dealers, investment firms, mutual fund companies, or technical application providers, as needed, to effect transactions, provide account maintenance or customer service to your account.